Programmes

Financial instruments and markets

THE FUNDAMENTALS OF OPERATIONAL RISK MANAGEMENT

Level: Intermediate |  Duration: 1 Day |  Date: (Offered in UK and Dubai)

The courses are available on a public/open enrolment basis in London and on be spoke (in-house) basis in Dubai.

Course Overview
Operational risk discipline has developed and moved a long way since the years of being a ‘poor cousin’ of credit and market risk. With continued regulatory focus and catastrophic industry events, Operational Risk has become a crucial topic of the senior management’s agenda.

Interactive, practical one-day operational Risk course will leave the delegates with a broad knowledge of how operational risk is defined and distinguished. Participants will gain an understanding of the fundamentals of operational risk in financial services, as well as focus on the core components of the operational risk framework – losses and near misses, risk and Control Self-assessments and key risk Indicators. Delegates will be also introduced to the challenging subject of operational risk appetite.

Participants will examine case studies of recent operational risk failures, review and become aware of the concepts of ‘impact and likelihood’ risk grading scales and have the opportunity to practice using them while identifying their ‘top risks’.

The course will help the delegates understand why operational risk remains high on the regulatory agenda; consider basel committee guidelines and compare the focus of PRA and FCA in the UK with other regulators globally.

Why Attend ?

Operational risk remains high on the regulatory agenda. This interactive course provides an essential update for senior executives and risk and control professionals, allowing to

  • UNDERSTAND how operational Risk discipline has progressed over the years and why it remains in focus
  • REVIEW the approaches to building an effective Operational Risk Framework
  • STRUCTURE a value-added operational risk identification and assessment program
  • UNDERSTAND how to integrate Operational Risk with Business Strategy
  • ATTAIN best practice in Loss data collection, RCSA and Key Risk Indicators (KRIs)
  • ENHANCE your loss data collection process, incorporating latest Basel Committee requirements aimed at improving the quality of risk data
  • FIND meaningful ways to define an operational risk appetite
  • REVIEW case studies and PRACTICE through group exercises
  • INTERACT with fellow-practitioners and BENCHMARK the maturity of your Operational Risk framework against peers
Who should attend?

This one-day course has been designed to appeal to the following professionals:

  • Directors and senior executives
  • Heads of internal audit, compliance and risk functions
  • Operational risk managers
  • Compliance officers
  • Audit professionals
  • Operations managers
  • Governance and Control professionals

All those individuals responsible for implementing best practice operational risk management.

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RAISING FINANCE ON THE BOND MARKET

Level: Advance |  Duration: 2 Days |  Date: 14-09-2017 to 15-09-2017

The courses are available on a public/open enrolment basis in London and on be spoke (in-house) basis in Dubai.

Course Overview
The objective of the course is to introduce those considering raising finance in the bond markets to the key features of the market and to investigate what is required by a company to plan and execute a successful bond issue.
As the availability of bank lending has been shrinking, mostly due to the enduring impact of the financial crisis and new regulatory requirements, corporations are increasingly turning to debt capital markets. Many European companies have turned to the bonds market by taking advantage of cheaper borrowing costs to diversify their funding and high investor demand.

Why Attend ?

Using case studies and worked examples, delegates will gain a thorough understanding of the process involved in structuring a bond issue including:

  • Type of Bond
  • Borrowers and credit ratings process
  • Using swaps. Investors& Investor protection
  • Syndication
  • US Selling restrictions
  • Legal Aspects
  • Bond Pricing & Launch Process
  • Distribution and the closing procedure
  • Liability Management
Who should attend?

This is an ideal course for professionals from listed or AIM quoted Companies

  • Finance department including Finance Director & Finance Officer
  • Treasury Department
  • Corporate Legal Departments
  • Capital Markets Lawyers

Booking Form Course Enquire

24/7 Emergency Call : 1800 654 5789

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